Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▼Avg. annual payoutEmployeesCFPs
26CUNA Brokerage Services Inc.40226878$116,00212248
27Triad Advisors, LLC80536775$288,73677207
28Geneos Wealth Management Inc.25616069$408,04250105
29J.W. Cole Financial Inc.47527266$227,5465764
30American Portfolios Financial Services Inc.81134163$174,8959294
31Independent Financial Group, LLC58821260$200,7006786
32Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
33Securities Service Network LLC43115256$264,00060116
34Investment Centers of America Inc.40118454$236,0009682
35Cadaret, Grant & Co. Inc.83031351$195,969110125
36Kovack Securities, Inc.40520150$176,7086868
37Grove Point Financial, LLC59622245$123,7657797
38United Planners Financial Services53620441$226,38556102
39KMS Financial Services, Inc.40115437$253,90064100
40PlanMember Securities Corp.49016635015249
41Prospera Financial Services Inc.1357334$381,4325012
42Questar Capital Corp.65127333$152,8008336
43NEXT Financial Group, Inc.61928129$145,98412364
44Concourse Financial Group Securities, Inc.1,09919027$96,2121120
45LaSalle St. Securities LLC31515525$185,0002830
46Investacorp Inc.54615622$199,4807595
47The Strategic Financial Alliance Inc.1755221$348,5293159
48Kalos Capital Inc.1408921$279,1363615
49Principal Securities, Inc. 1,95931220$74,0072430
50Hornor, Townsend & Kent, LLC1,01412620$75,2145195
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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