Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▼Avg. annual payoutEmployeesCFPs
51Sigma Financial Corp.64925317$139,81810594
52Harbour Investments Inc.25111014$190,0002032
53Crown Capital Securities L.P.35712114$114,9332678
54The Investment Center Inc.2548911$137,8743851
55Parkland Securities, LLC47110811$112,46410529
56Arete Wealth1063011$126,73374
57Spire Investment Partners LLC951810$387,9853119
58CFD Investments Inc.2196010$135,4694321
59The O.N. Equity Sales Co.8581318$76,8244973
60Founders Financial75557$321,6631724
61David A. Noyes & Company86327$126,000347
62Nationwide Planning Associates, Inc.101306$197,417186
63Trustmont Financial Group Inc.111475$125,0001239
64SCF Securities Inc.148435$105,6862617
65The Leaders Group649283$74,0672866
66Fortune Financial Services, Inc.294322$63,051119
67Lincoln Financial Network8,8850007360
68Cetera Financial Institutions1,80500$108,6153160
69Cetera Financial Specialists1,27800$75,007980
70St. Bernard Financial Services Inc.6100024
71Quest Capital Strategies Inc. 31700000
72Ameriprise Financial Services, LLC7,66800000
73Summit Brokerage Services, Inc.52800$198,1301580
74Infinity Financial Services 5080$59,03754
75Capital Investment Co.18500000
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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