Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
88Kestra Financial, Inc1,736484309$482,535267310
87Atria Wealth Solutions2,2496081420428312
86Equitable Advisors, LLC4,5301,609320$159,558642436
85MML Investors Services, LLC6,9502,163459$127,320596635
84Securities America Inc.3,2331,188390$204,949594747
83Cambridge Investment Research, Inc.4,5291,578498$308,639894832
82Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
81Raymond James Financial Services Inc.6,64000$436,36801,300
80Northwestern Mutual 8,6391,547619$207,04001,322
79LPL Financial LLC17,28700$217,5764,7563,833
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.418
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research146
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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