RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 701 | Leonard Rickey Investment Advisors, PLLC | $240,988 | $457,737,833 | $22,310,838 | $480,048,671 |
| 702 | Monterey Private Wealth, Inc. | $335,766 | $442,121,909 | $37,688,327 | $479,810,236 |
| 703 | Fulcrum Capital, LLC | $2,209,476 | $424,689,951 | $54,766,332 | $479,456,283 |
| 704 | Lodestar Private Asset Management | $563,268 | $461,281,952 | $18,058,737 | $479,340,689 |
| 705 | Quadrant Capital Management | $789,859 | $477,336,050 | $1,318,638 | $478,654,688 |
| 706 | Partners In Financial Planning | $284,183 | $478,563,672 | $0 | $478,563,672 |
| 707 | NewFocus Financial Group | $379,779 | $477,762,280 | $0 | $477,762,280 |
| 708 | The Arkansas Financial Group, Inc. | $376,952 | $476,843,824 | $0 | $476,843,824 |
| 709 | Atlas Capital Advisors | $1,653,691 | $476,263,000 | $0 | $476,263,000 |
| 710 | Clayton Wealth Partners | $348,186 | $475,970,539 | $0 | $475,970,539 |
| 711 | Harris Financial Advisors, Inc. | $432,439 | $460,072,207 | $15,178,551 | $475,250,758 |
| 712 | Paradigm Financial Advisors | $319,719 | $406,151,815 | $67,672,374 | $473,824,189 |
| 713 | Franklin, Parlapiano, Turner & Welch | $1,330,231 | $470,103,521 | $2,128,598 | $472,232,119 |
| 714 | Via Global Advisors LLC | $15,223,684 | $67,852,659 | $404,081,538 | $471,934,197 |
| 715 | GDM Advisory Group Ltd | $567,952 | $471,400,000 | $0 | $471,400,000 |
| 716 | Roof Advisory Group, Inc. | $2,076,044 | $433,214,276 | $38,047,775 | $471,262,051 |
| 717 | Starfire Investment Advisers Inc | $465,147 | $469,268,000 | $996,100 | $470,264,100 |
| 718 | Mraz, Amerine & Associates, Inc. | $239,261 | $467,276,264 | $0 | $467,276,264 |
| 719 | Rappaport Reiches Capital Management, | $484,387 | $466,465,059 | $0 | $466,465,059 |
| 720 | Sweetwater Investments Inc | $2,059,137 | $347,856,000 | $117,509,000 | $465,365,000 |
| 721 | Buckley Wealth Management, LLC | $739,650 | $444,100,000 | $20,400,000 | $464,500,000 |
| 722 | Conlon Dart Wealth Management | $1,725,674 | $464,206,285 | $0 | $464,206,285 |
| 723 | Berkshire Money Management, Inc. | $882,488 | $464,188,557 | $0 | $464,188,557 |
| 724 | ISI Financial Group Inc | $280,751 | $460,151,658 | $0 | $460,151,658 |
| 725 | Optimum Investment Advisors | $571,408 | $459,412,088 | $0 | $459,412,088 |
| 726 | Firestone Capital Management Inc | $458,084 | $455,400,000 | $3,600,000 | $459,000,000 |
| 727 | Shulman Demeo Asset Management, LLC | $567,009 | $404,186,688 | $53,956,678 | $458,143,366 |
| 728 | Pettyjohn, Wood & White, Inc. | $602,765 | $455,690,100 | $0 | $455,690,100 |
| 729 | ClearRock Capital | $542,430 | $453,741,609 | $1,899,276 | $455,640,885 |
| 730 | Ashford Advisors | $2,024,107 | $341,748,734 | $113,675,290 | $455,424,024 |
| 731 | Biltmore Capital Advisors | $589,378 | $379,000,000 | $76,000,000 | $455,000,000 |
| 732 | Blue Ocean Capital | $1,081,552 | $454,251,965 | $0 | $454,251,965 |
| 733 | Sherpa Investment Management | $271,143 | $451,453,000 | $0 | $451,453,000 |
| 734 | RS Crum Inc. | $588,159 | $439,211,928 | $11,905,660 | $451,117,588 |
| 735 | Vantage Financial Partners Limited | $538,925 | $444,107,575 | $6,972,700 | $451,080,275 |
| 736 | Exchange Capital Management Inc | $535,438 | $448,903,074 | $1,935,910 | $450,838,984 |
| 737 | Chatham Capital Group Inc | $1,100,257 | $450,005,224 | $0 | $450,005,224 |
| 738 | Waypoint Wealth Partners | $818,974 | $449,616,693 | $0 | $449,616,693 |
| 739 | Galecki Financial Management Inc | $261,428 | $449,134,090 | $0 | $449,134,090 |
| 740 | Allen Capital Group, LLC | $90,869 | $449,074,991 | $0 | $449,074,991 |
| 741 | Smith Capital Management Inc | $523,637 | $443,157,335 | $5,599,523 | $448,756,858 |
| 742 | Cooper/Haims Advisors | $421,356 | $445,795,085 | $0 | $445,795,085 |
| 743 | Personal Financial Management | $2,394,916 | $276,886,065 | $168,568,374 | $445,454,439 |
| 744 | A. N. Culbertson & Company, Inc. | $515,682 | $435,362,000 | $9,156,000 | $444,518,000 |
| 745 | Frisch Financial Group, Inc. | $356,467 | $367,883,978 | $73,778,389 | $441,662,367 |
| 746 | TBH Global Asset Management, LLC | $323,957 | $427,509,764 | $13,072,320 | $440,582,084 |
| 747 | CCG Asset Management, LLC | $8,638,615 | $440,569,345 | $0 | $440,569,345 |
| 748 | Weatherstone Capital Management | $191,590 | $436,996,616 | $3,085,045 | $440,081,661 |
| 749 | Hanson & Doremus Investment Management | $465,694 | $404,675,615 | $34,939,136 | $439,614,751 |
| 750 | Regency Investment Advisors Inc | $369,390 | $424,448,196 | $15,125,533 | $439,573,729 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
