RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351Cornerstone Capital Inc.$5,901,269$80,339,284$1,064,506,815$1,144,846,099
352Dakota Wealth, Llc$497,262$1,138,772,443$3,935,548$1,142,707,991
353West Coast Financial, Llc$700,735$1,139,394,644$1,139,394,644
354Forbes Family Trust$7,131,676$379,100,501$754,835,929$1,133,936,430
355Round Table Wealth Management$1,062,530$993,753,493$136,778,401$1,130,531,894
356Parcion Private Wealth Llc$1,219,091$1,130,097,150$1,130,097,150
357Nicholas Hoffman & Company, Llc$676,364$788,891,005$337,254,880$1,126,145,885
358Lee Financial Company, Llc$686,992$1,119,065,779$5,540,030$1,124,605,809
359Johnson Financial Group Llc$2,051,827$920,565,791$201,783,806$1,122,349,597
360Reliant Investment Management, Llc$2,710,530$840,869,284$275,869,222$1,116,738,506
361Syntrinsic Investment Counsel, Llc.$2,920,204$786,789,611$325,808,056$1,112,597,667
362Stokes Family Office Llc$964,992$1,104,915,861$1,104,915,861
363Prudent Management Associates$1,844,909$1,101,410,707$1,101,410,707
364Tfc Financial Management Inc$928,027$1,079,946,959$2,132,927$1,082,079,886
365Kings Point Capital Management Llc$1,049,650$1,060,978,226$20,161,045$1,081,139,271
366Garde Capital, Inc.$2,284,497$1,041,873,000$34,125,000$1,075,998,000
367Tortoise Investment Management, Llc$472,545$1,062,261,385$8,998,124$1,071,259,509
368Jnba Financial Advisors Inc$314,515$1,038,327,332$29,765,698$1,068,093,030
369Galvin, Gaustad & Stein, Llc$545,921$1,045,966,185$21,854,580$1,067,820,765
370Equius Partners, Inc.$705,661$1,037,386,815$30,278,122$1,067,664,937
371Edgemoor Investment Advisors, Inc.$1,202,920$1,066,989,964$1,066,989,964
372Pine Ridge Advisers Llc$87,790,881$1,053,490,569$1,053,490,569
373Hardy Reed, Llc$3,769,479$945,043,137$106,641,429$1,051,684,566
374Rodgers & Associates$336,038$1,050,118,206$1,050,118,206
375Schaper Benz & Wise Investment Counsel Inc$1,406,735$1,026,669,459$21,348,147$1,048,017,606
376Godsey & Gibb Wealth Management$697,940$1,038,581,197$9,026,541$1,047,607,738
377Cabana Asset Management$102,686$991,297,348$51,481,509$1,042,778,857
378Rkl Wealth Management Llc$1,260,696$969,524,415$73,070,895$1,042,595,310
379Slatestone Wealth Llc$575,380$1,028,033,310$12,828,307$1,040,861,617
380Austin Asset$562,611$1,021,522,641$18,181,628$1,039,704,269
381Sheaff Brock Investment Advisors, Llc$1,080,337$1,037,106,007$1,097,941$1,038,203,948
382Tanglewood Total Wealth Management, Inc.$912,138$1,037,101,000$1,037,101,000
383Diversified Portfolios, Inc.$642,178$998,503,863$36,044,475$1,034,548,338
384D'Orazio & Associates, Inc.$608,750$1,032,893,421$1,373,210$1,034,266,631
385Maple Capital Management, Inc.$594,687$1,023,723,828$10,436,121$1,034,159,949
386Wealthstreet Investment Advisors, Llc$1,384,385$1,028,976,473$1,005,987$1,029,982,460
387Bt Wealth Management, Llc$901,391$994,791,367$30,991,896$1,025,783,263
388Rzh Advisors Llc$1,010,774$1,023,913,953$1,023,913,953
389Column Capital Advisors, Llc$717,474$972,285,014$41,506,139$1,013,791,153
390Beese Fulmer Private Wealth Management$1,082,516$1,012,152,565$1,012,152,565
391Meyer Capital Group$503,532$898,495,140$107,058,484$1,005,553,624
392Sax Wealth Advisors, Llc$486,904$959,833,241$44,162,194$1,003,995,435
393Atlas Private Wealth Management, Llc$249,092$1,002,344,503$1,002,344,503
394Wealthquest Corporation$252,664$990,712,019$2,511,899$993,223,918
395Cable Hill Partners, Llc$376,721$832,820,000$155,318,000$988,138,000
396Forte Capital Llc$476,579$907,476,139$79,994,661$987,470,800
397Straightline$175,988$932,426,872$54,515,903$986,942,775
398Wacker Wealth Partners, Llc$1,544,623$978,812,113$6,657,578$985,469,691
399Marco Investment Management Llc$1,914,349$978,232,587$978,232,587
400Steel Peak Wealth Management, Llc$244,096$957,673,366$18,953,053$976,626,419
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.