RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
401The Mosaic Financial Group, Llc$1,639,451$386,033,526$589,440,046$975,473,572
402Endurance Wealth Management, Inc.$1,313,521$862,081,705$105,982,906$968,064,611
403Alpha Omega Investment Advisors$821,957$881,438,757$84,360,179$965,798,936
404Fiduciary Wealth Partners, Llc$5,357,639$964,375,024$964,375,024
405Paragon Capital Management$1,491,853$843,781,014$119,955,716$963,736,730
406Next Capital Management Llc$1,122,068$772,500,997$189,111,357$961,612,354
407Colonial Trust Advisors, Inc.$583,784$903,746,769$54,826,429$958,573,198
408The Financial Advisory Group, Inc.$484,096$957,057,157$957,057,157
409Ohana Advisors$79,317,747$694,985,675$256,827,285$951,812,960
410Silveroak Wealth Management Llc$685,863$884,516,155$66,090,099$950,606,254
411Ellenbecker Investment Group$185,766$931,002,235$17,705,817$948,708,052
412Clayton Financial Group, Llc$398,224$24,188,175$924,380,487$948,568,662
413Zuckerman Investment Group$1,064,644$875,006,834$71,461,625$946,468,459
414Paragon Advisors, Inc.$12,772,973$577,600,000$367,600,000$945,200,000
415Cardan Capital Partners, Llc$427,107$888,740,839$52,603,263$941,344,102
416Bitterroot Capital Advisors Llc$62,351,426$33,207,524$902,063,865$935,271,389
417Hollow Brook Wealth Management Llc$3,695,257$282,700,000$652,200,000$934,900,000
418Edge Wealth Management, Llc$1,148,359$933,616,108$933,616,108
419Palisade Asset Management, Llc$1,847,814$862,239,731$69,058,352$931,298,083
420Full Sail Capital, Llc$1,058,637$884,486,920$42,878,791$927,365,711
421The Retirement Planning Group, Inc.$257,023$927,337,499$927,337,499
422Schnieders Capital Management, Llc.$1,071,480$422,455,259$503,303,672$925,758,931
423Adell Harriman & Carpenter$542,804$921,138,152$921,138,152
424Tradewinds Capital Management, Llc$255,682$920,710,396$920,710,396
425Wingate Wealth Advisors, Inc.$340,578$626,440,049$293,460,560$919,900,609
426Telarray, Llc$1,517,238$913,377,343$913,377,343
427Baltimore-Washington Financial Advisors$1,428,008$883,007,913$28,060,889$911,068,802
428Greenline Partners$22,775,000$616,000,000$295,000,000$911,000,000
429Tc Wealth Partners, Llc$547,821$884,641,351$16,523,880$901,165,231
430Madison Wealth Management$461,093$898,208,661$898,208,661
431Klcm Advisors, Inc.$1,922,409$893,920,294$893,920,294
432Cjm Wealth Advisers, Ltd.$403,707$855,624,045$34,145,316$889,769,361
433Weatherly Asset Management$719,237$878,431,577$9,826,618$888,258,195
434Yorkbridge Wealth Partners, Llc$1,062,571$794,730,601$92,516,545$887,247,146
435Hemington Wealth Management$531,679$885,777,887$885,777,887
436Eagle Ridge Investment Management Llc$1,220,711$823,921,411$58,652,676$882,574,087
437Northern Oak Wealth Management, Inc.$921,530$879,488,942$2,415,122$881,904,064
438Rockbridge Investment Management, Llc$295,523$848,292,348$30,887,168$879,179,516
439The Hoerner Planning Group, Llc$963,279$583,465,468$291,192,243$874,657,711
440Urban Financial Advisory Corporation$1,228,013$788,047,564$82,613,301$870,660,865
441Asset Planning Services Ltd.$612,999$860,465,650$6,314,967$866,780,617
442Cherry Creek Family Offices$1,223,828$183,665,870$681,580,406$865,246,276
443Willingdon Wealth Management Llc$348,254$858,106,781$6,955,023$865,061,804
444Corrigan Financial Inc$841,607$857,285,000$6,204,000$863,489,000
445Fundx Investment Group, Llc$1,378,638$857,512,551$857,512,551
446Oakwood Capital Management Llc$1,054,037$855,877,721$855,877,721
447Requisite Capital Management Llc$2,133,768$462,386,159$393,254,667$855,640,826
448Sather Financial Group, Inc.$786,813$853,692,481$853,692,481
449Cws Financial Advisors Llc$396,402$820,492,348$32,960,515$853,452,863
450Estabrook Capital Management Llc$863,426$851,337,741$851,337,741
« Previous PageNext Page »

Showing 401 to 450 of 2,336 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.