RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 401 | EAGLE RIDGE INVESTMENT MANAGEMENT LLC | $1,220,711 | $823,921,411 | $58,652,676 | $882,574,087 |
| 402 | NORTHERN OAK WEALTH MANAGEMENT, INC. | $921,530 | $879,488,942 | $2,415,122 | $881,904,064 |
| 403 | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | $295,523 | $848,292,348 | $30,887,168 | $879,179,516 |
| 404 | THE HOERNER PLANNING GROUP, LLC | $963,279 | $583,465,468 | $291,192,243 | $874,657,711 |
| 405 | APELLA CAPITAL | $323,891 | $869,000,000 | — | $869,000,000 |
| 406 | ASSET PLANNING SERVICES LTD. | $612,999 | $860,465,650 | $6,314,967 | $866,780,617 |
| 407 | CHERRY CREEK FAMILY OFFICES | $1,223,828 | $183,665,870 | $681,580,406 | $865,246,276 |
| 408 | CORRIGAN FINANCIAL INC | $841,607 | $857,285,000 | $6,204,000 | $863,489,000 |
| 409 | FUNDX INVESTMENT GROUP, LLC | $1,378,638 | $857,512,551 | — | $857,512,551 |
| 410 | OAKWOOD CAPITAL MANAGEMENT LLC | $1,054,037 | $855,877,721 | — | $855,877,721 |
| 411 | REQUISITE CAPITAL MANAGEMENT LLC | $2,133,768 | $462,386,159 | $393,254,667 | $855,640,826 |
| 412 | SATHER FINANCIAL GROUP, INC. | $786,813 | $853,692,481 | — | $853,692,481 |
| 413 | CWS FINANCIAL ADVISORS LLC | $396,402 | $820,492,348 | $32,960,515 | $853,452,863 |
| 414 | ESTABROOK CAPITAL MANAGEMENT LLC | $863,426 | $851,337,741 | — | $851,337,741 |
| 415 | PROMUS CAPITAL, LLC | $2,418,712 | $326,336,578 | $522,631,415 | $848,967,993 |
| 416 | MCLEAN ASSET MANAGEMENT CORP. | $406,260 | $789,876,863 | $55,550,316 | $845,427,179 |
| 417 | NORTHSTAR INVESTMENT ADVISORS LLC | $979,800 | $843,607,987 | — | $843,607,987 |
| 418 | WOODMONT INVESTMENT COUNSEL, LLC | $1,039,033 | $814,220,407 | $27,396,007 | $841,616,414 |
| 419 | STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C. | $289,844 | $692,587,511 | $134,338,509 | $826,926,020 |
| 420 | HUDSON VALLEY INVESTMENT ADVISORS, INC. | $541,042 | $592,120,919 | $234,049,735 | $826,170,654 |
| 421 | PAYNE CAPITAL MANAGEMENT, LLC | $224,005 | $211,942,894 | $612,173,119 | $824,116,013 |
| 422 | ECLECTIC ASSOCIATES, INC. | $302,648 | $688,219,051 | $133,772,023 | $821,991,074 |
| 423 | ABBREA CAPITAL, LLC | $1,232,347 | $716,789,770 | $105,185,764 | $821,975,534 |
| 424 | GRIFFIN ASSET MANAGEMENT, LLC | $1,380,672 | $815,570,545 | $5,929,455 | $821,500,000 |
| 425 | HIGHLAND PRIVATE WEALTH MANAGEMENT | $826,727 | $786,924,700 | $29,881,938 | $816,806,638 |
| 426 | MEYERS WEALTH MANAGEMENT, LLC | $1,492,505 | $778,400,000 | $38,000,000 | $816,400,000 |
| 427 | PRIVATE ASSET MANAGEMENT INC | $606,759 | $816,090,371 | — | $816,090,371 |
| 428 | MATRIX ASSET ADVISORS INC | $1,654,750 | $814,137,000 | — | $814,137,000 |
| 429 | J. L. BAINBRIDGE & CO., INC. | $441,076 | $812,903,745 | — | $812,903,745 |
| 430 | AZZAD ASSET MANAGEMENT, INC. | $304,406 | $804,229,836 | $8,231,065 | $812,460,901 |
| 431 | WALLINGTON ASSET MANAGEMENT | $1,050,282 | $811,868,324 | — | $811,868,324 |
| 432 | LEHMAN FINANCIAL RESOURCES | $463,596 | $811,755,999 | — | $811,755,999 |
| 433 | DELEGATE ADVISORS, LLC | $1,203,471 | $171,052,821 | $640,086,312 | $811,139,133 |
| 434 | DEAN INVESTMENTS | $1,506,619 | $809,054,152 | — | $809,054,152 |
| 435 | ROCKWOOD WEALTH MANAGEMENT, LLC | $374,043 | $784,652,606 | $22,532,749 | $807,185,355 |
| 436 | LOWERY ASSET CONSULTING, LLC | $2,077,340 | — | $806,007,956 | $806,007,956 |
| 437 | SHARKEY HOWES & JAVER INC | $288,746 | $694,486,397 | $111,403,085 | $805,889,482 |
| 438 | SIGNET FINANCIAL MANAGEMENT, LLC | $459,278 | $805,114,804 | — | $805,114,804 |
| 439 | DIESSLIN GROUP, INC. | $486,124 | $573,937,988 | $231,082,536 | $805,020,524 |
| 440 | PRISM FINANCIAL GROUP, L.L.C. | $437,915 | $683,375,757 | $118,447,461 | $801,823,218 |
| 441 | MARQUETTE WEALTH MANAGEMENT | $2,014,455 | $801,753,000 | — | $801,753,000 |
| 442 | BALDWIN INVESTMENT MANAGEMENT, LLC | $870,026 | $465,326,899 | $335,966,620 | $801,293,519 |
| 443 | HENRY H. ARMSTRONG ASSOCIATES, INC. | $5,824,330 | $797,034,036 | $899,156 | $797,933,192 |
| 444 | REBALANCE LLC | $562,622 | $795,546,858 | — | $795,546,858 |
| 445 | WEST CAPITAL MANAGEMENT | $416,187 | $761,129,724 | $32,955,887 | $794,085,611 |
| 446 | SBK FINANCIAL, INC. | $721,039 | $744,234,971 | $49,629,137 | $793,864,108 |
| 447 | PRIVATE CAPITAL MANAGEMENT | $2,353,596 | $793,161,990 | — | $793,161,990 |
| 448 | CLEAR HARBOR ASSET MANAGEMENT, LLC | $840,797 | $790,264,287 | $1,766,204 | $792,030,491 |
| 449 | STRATEGIQ FINANCIAL GROUP, LLC | $289,257 | $707,391,612 | $82,568,647 | $789,960,259 |
| 450 | MMBG INVESTMENT ADVISORS CO. | $14,587,444 | $787,721,993 | — | $787,721,993 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
