RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
401EAGLE RIDGE INVESTMENT MANAGEMENT LLC$1,220,711$823,921,411$58,652,676$882,574,087
402NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
403ROCKBRIDGE INVESTMENT MANAGEMENT, LLC$295,523$848,292,348$30,887,168$879,179,516
404THE HOERNER PLANNING GROUP, LLC$963,279$583,465,468$291,192,243$874,657,711
405APELLA CAPITAL$323,891$869,000,000$869,000,000
406ASSET PLANNING SERVICES LTD.$612,999$860,465,650$6,314,967$866,780,617
407CHERRY CREEK FAMILY OFFICES$1,223,828$183,665,870$681,580,406$865,246,276
408CORRIGAN FINANCIAL INC$841,607$857,285,000$6,204,000$863,489,000
409FUNDX INVESTMENT GROUP, LLC$1,378,638$857,512,551$857,512,551
410OAKWOOD CAPITAL MANAGEMENT LLC$1,054,037$855,877,721$855,877,721
411REQUISITE CAPITAL MANAGEMENT LLC$2,133,768$462,386,159$393,254,667$855,640,826
412SATHER FINANCIAL GROUP, INC.$786,813$853,692,481$853,692,481
413CWS FINANCIAL ADVISORS LLC$396,402$820,492,348$32,960,515$853,452,863
414ESTABROOK CAPITAL MANAGEMENT LLC$863,426$851,337,741$851,337,741
415PROMUS CAPITAL, LLC$2,418,712$326,336,578$522,631,415$848,967,993
416MCLEAN ASSET MANAGEMENT CORP.$406,260$789,876,863$55,550,316$845,427,179
417NORTHSTAR INVESTMENT ADVISORS LLC$979,800$843,607,987$843,607,987
418WOODMONT INVESTMENT COUNSEL, LLC$1,039,033$814,220,407$27,396,007$841,616,414
419STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
420HUDSON VALLEY INVESTMENT ADVISORS, INC.$541,042$592,120,919$234,049,735$826,170,654
421PAYNE CAPITAL MANAGEMENT, LLC$224,005$211,942,894$612,173,119$824,116,013
422ECLECTIC ASSOCIATES, INC.$302,648$688,219,051$133,772,023$821,991,074
423ABBREA CAPITAL, LLC$1,232,347$716,789,770$105,185,764$821,975,534
424GRIFFIN ASSET MANAGEMENT, LLC$1,380,672$815,570,545$5,929,455$821,500,000
425HIGHLAND PRIVATE WEALTH MANAGEMENT$826,727$786,924,700$29,881,938$816,806,638
426MEYERS WEALTH MANAGEMENT, LLC$1,492,505$778,400,000$38,000,000$816,400,000
427PRIVATE ASSET MANAGEMENT INC$606,759$816,090,371$816,090,371
428MATRIX ASSET ADVISORS INC$1,654,750$814,137,000$814,137,000
429J. L. BAINBRIDGE & CO., INC.$441,076$812,903,745$812,903,745
430AZZAD ASSET MANAGEMENT, INC.$304,406$804,229,836$8,231,065$812,460,901
431WALLINGTON ASSET MANAGEMENT$1,050,282$811,868,324$811,868,324
432LEHMAN FINANCIAL RESOURCES$463,596$811,755,999$811,755,999
433DELEGATE ADVISORS, LLC$1,203,471$171,052,821$640,086,312$811,139,133
434DEAN INVESTMENTS$1,506,619$809,054,152$809,054,152
435ROCKWOOD WEALTH MANAGEMENT, LLC$374,043$784,652,606$22,532,749$807,185,355
436LOWERY ASSET CONSULTING, LLC$2,077,340$806,007,956$806,007,956
437SHARKEY HOWES & JAVER INC$288,746$694,486,397$111,403,085$805,889,482
438SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
439DIESSLIN GROUP, INC.$486,124$573,937,988$231,082,536$805,020,524
440PRISM FINANCIAL GROUP, L.L.C.$437,915$683,375,757$118,447,461$801,823,218
441MARQUETTE WEALTH MANAGEMENT$2,014,455$801,753,000$801,753,000
442BALDWIN INVESTMENT MANAGEMENT, LLC$870,026$465,326,899$335,966,620$801,293,519
443HENRY H. ARMSTRONG ASSOCIATES, INC.$5,824,330$797,034,036$899,156$797,933,192
444REBALANCE LLC$562,622$795,546,858$795,546,858
445WEST CAPITAL MANAGEMENT$416,187$761,129,724$32,955,887$794,085,611
446SBK FINANCIAL, INC.$721,039$744,234,971$49,629,137$793,864,108
447PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
448CLEAR HARBOR ASSET MANAGEMENT, LLC$840,797$790,264,287$1,766,204$792,030,491
449STRATEGIQ FINANCIAL GROUP, LLC$289,257$707,391,612$82,568,647$789,960,259
450MMBG INVESTMENT ADVISORS CO.$14,587,444$787,721,993$787,721,993
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.