RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101PARALLEL ADVISORS, LLC$427,668$3,165,930,943$2,661,500$3,168,592,443
102FORMULA FOLIO INVESTMENTS$109,397$2,797,291,092$337,710,903$3,135,001,995
103EXENCIAL WEALTH ADVISORS$488,901$2,890,087,042$238,393,391$3,128,480,433
104SMITH SHELLNUT WILSON$5,297,599$904,017,735$2,189,780,223$3,093,797,958
105PRIO WEALTH LIMITED PARTNERSHIP$2,030,648$3,088,616,263$3,088,616,263
106WESTMOUNT ASSET MANAGEMENT, LLC$758,700$2,988,115,576$74,755,521$3,062,871,097
107MAINSTAY CAPITAL MANAGEMENT, LLC$818,365$2,835,030,816$210,106,328$3,045,137,144
108MCCUTCHEN GROUP LLC$3,102,360$2,120,283,620$885,902,985$3,006,186,605
109PARSEC FINANCIAL$515,994$2,825,953,352$166,294,118$2,992,247,470
110TCI WEALTH ADVISORS, INC.$362,479$2,896,189,829$77,222,816$2,973,412,645
111ADVANCE CAPITAL MANAGEMENT INC$275,326$2,921,688,955$33,658,471$2,955,347,426
112CM WEALTH ADVISORS LLC$5,875,396$2,628,021,384$309,676,443$2,937,697,827
113MATTER FAMILY OFFICE$13,471,188$113,010,757$2,796,765,893$2,909,776,650
114CAPITAL INVESTMENT ADVISORS, LLC$373,510$2,880,700,000$14,000,000$2,894,700,000
115TWIN FOCUS CAPITAL PARTNERS, LLC$28,049,642$2,694,396,188$194,716,894$2,889,113,082
116BOSTON FINANCIAL MANAGEMENT LLC$1,325,990$2,767,994,167$78,907,311$2,846,901,478
117HAMILTON CAPITAL$435,827$2,762,717,300$50,978,904$2,813,696,204
118HERITAGE INVESTORS MANAGEMENT CORP$2,217,521$2,776,690,355$15,169,163$2,791,859,518
119F L PUTNAM INVESTMENT MANAGEMENT CO.$941,641$2,766,710,777$18,662,501$2,785,373,278
120CORIENT CAPITAL PARTNERS, LLC$839,449$2,111,649,506$668,607,161$2,780,256,667
121BALENTINE$1,285,240$2,428,168,919$341,522,431$2,769,691,350
122DESTINATION WEALTH MANAGEMENT$585,592$2,752,282,359$2,752,282,359
123MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
124SYM FINANCIAL ADVISORS$749,146$2,203,644,673$539,726,638$2,743,371,311
125BUDROS, RUHLIN & ROE, INC.$423,342$2,663,960,940$68,714,427$2,732,675,367
126ABACUS WEALTH PARTNERS$477,851$2,336,506,167$389,158,391$2,725,664,558
127BERMAN CAPITAL ADVISORS, LLC$3,517,923$1,060,812,699$1,658,541,970$2,719,354,669
128SAND HILL GLOBAL ADVISORS, LLC$1,783,338$2,635,949,593$72,941,506$2,708,891,099
129ROOSEVELT INVESTMENTS$572,661$2,538,869,168$158,366,293$2,697,235,461
130MRA ASSOCIATES$1,090,565$1,742,370,597$901,158,881$2,643,529,478
131EVERGREEN CAPITAL MANAGEMENT LLC$1,425,777$2,438,495,365$122,200,776$2,560,696,141
132SOUTHEAST ASSET ADVISORS, LLC$2,385,658$1,395,821,685$1,147,289,782$2,543,111,467
133HALBERT HARGROVE$689,679$2,339,780,493$199,616,479$2,539,396,972
134PALLADIUM REGISTERED INVESTMENT ADVISORS$1,128,963$2,498,160,568$34,103,417$2,532,263,985
135WALDRON PRIVATE WEALTH$11,250,772$2,505,040,976$3,881,137$2,508,922,113
136REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC$3,635,618$2,278,265,588$193,954,522$2,472,220,110
137DYSON CAPITAL ADVISORS, LLC$52,455,426$390,915,000$2,074,490,000$2,465,405,000
138INTEROCEAN CAPITAL, LLC$789,725$1,963,117,713$489,767,149$2,452,884,862
139CARNEGIE INVESTMENT COUNSEL$1,156,102$2,393,019,121$52,137,315$2,445,156,436
140PAUL COMSTOCK PARTNERS$18,977,394$7,525,251$2,383,626,385$2,391,151,636
141FAIRVIEW CAPITAL$4,848,747$2,344,223,324$7,418,875$2,351,642,199
142FOSTER GROUP, INC.$589,161$2,348,727,503$258,504$2,348,986,007
143WHARTON BUSINESS GROUP, LLC$21,127,956$2,133,871,126$211,332,005$2,345,203,131
144CONGRESS WEALTH MANAGEMENT LLC$938,894$2,320,940,879$11,271,928$2,332,212,807
145ACCREDITED INVESTORS WEALTH MANAGEMENT$580,037$2,209,844,931$87,681,787$2,297,526,718
146PRIVATE OCEAN$616,967$2,284,950,435$9,549,091$2,294,499,526
147RAUB BROCK CAPITAL MANAGEMENT, LP$403,037$643,964,575$1,644,078,373$2,288,042,948
148HERITAGE WEALTH ADVISORS$1,924,890$1,144,602,421$1,124,843,372$2,269,445,793
149PURE FINANCIAL ADVISORS, INC.$240,672$2,243,999,364$22,650,486$2,266,649,850
150WATER OAK ADVISORS, LLC$1,111,937$2,101,164,206$144,948,809$2,246,113,015
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.