RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Wilbanks, Smith & Thomas Asset Management, Llc$812,119$3,453,190,627$54,352,628$3,507,543,255
102Karpus Investment Management$1,539,301$3,443,416,125$3,443,416,125
103Simon Quick Advisors, Llc$5,560,782$2,525,957,973$877,240,660$3,403,198,633
104Truepoint, Inc.$554,085$3,359,257,566$17,892,731$3,377,150,297
105R H Bluestein & Co$2,056,339$3,237,812,543$136,639,019$3,374,451,562
106Jmg Financial Group Ltd$1,039,170$3,154,168,000$173,255,000$3,327,423,000
107Mozaic, Llc$49,653,303$3,326,771,303$3,326,771,303
108Northeast Financial$2,501,662$3,267,352,856$52,352,579$3,319,705,435
109Frontier Investment Management Co$716,556$3,286,843,011$3,286,843,011
110Douglass Winthrop Advisors Llc$3,564,625$3,243,736,243$21,460,033$3,265,196,276
111Anchor Capital Advisors Llc$777,790$3,260,497,199$3,260,497,199
112Anchor Capital Advisors Llc$777,790$3,260,497,199$3,260,497,199
113Clifford Swan Investment Counselors$1,359,956$2,648,741,498$604,273,218$3,253,014,716
114Zhang Financial$735,985$1,649,271,866$1,568,455,405$3,217,727,271
115Badgley Phelps Wealth Managers$1,851,502$2,985,482,288$210,209,659$3,195,691,947
116Parallel Advisors, Llc$427,668$3,165,930,943$2,661,500$3,168,592,443
117Argi Investment Services, Llc$287,974$3,120,772,475$3,120,772,475
118Smith Shellnut Wilson$5,297,599$904,017,735$2,189,780,223$3,093,797,958
119Prio Wealth Limited Partnership$2,030,648$3,088,616,263$3,088,616,263
120Westmount Asset Management, Llc$758,700$2,988,115,576$74,755,521$3,062,871,097
121David Vaughan Investments, Llc$1,174,864$3,045,248,045$3,045,248,045
122Mccutchen Group Llc$3,102,360$2,120,283,620$885,902,985$3,006,186,605
123Parsec Financial$515,994$2,825,953,352$166,294,118$2,992,247,470
124Tci Wealth Advisors, Inc.$362,479$2,896,189,829$77,222,816$2,973,412,645
125Alaska Permanent Capital Management Co$18,789,536$2,919,730,797$49,015,909$2,968,746,706
126Advance Capital Management Inc$275,326$2,921,688,955$33,658,471$2,955,347,426
127Cm Wealth Advisors Llc$5,875,396$2,628,021,384$309,676,443$2,937,697,827
128Matter Family Office$13,471,188$113,010,757$2,796,765,893$2,909,776,650
129Twin Focus Capital Partners, Llc$28,049,642$2,694,396,188$194,716,894$2,889,113,082
130Heritage Investors Management Corp$2,217,521$2,776,690,355$15,169,163$2,791,859,518
131F L Putnam Investment Management Co.$941,641$2,766,710,777$18,662,501$2,785,373,278
132Corient Capital Partners, Llc$839,449$2,111,649,506$668,607,161$2,780,256,667
133Destination Wealth Management$585,592$2,752,282,359$2,752,282,359
134Modera Wealth Management, Llc$480,854$2,729,239,147$16,917,721$2,746,156,868
135Sym Financial Advisors$749,146$2,203,644,673$539,726,638$2,743,371,311
136Budros, Ruhlin & Roe, Inc.$423,342$2,663,960,940$68,714,427$2,732,675,367
137Abacus Wealth Partners$477,851$2,336,506,167$389,158,391$2,725,664,558
138Berman Capital Advisors, Llc$3,517,923$1,060,812,699$1,658,541,970$2,719,354,669
139Sand Hill Global Advisors, Llc$1,783,338$2,635,949,593$72,941,506$2,708,891,099
140Roosevelt Investments$572,661$2,538,869,168$158,366,293$2,697,235,461
141Strategic Wealth Partners$629,745$2,575,596,178$104,597,115$2,680,193,293
142Mainstay Capital Management, Llc$732,459$2,484,042,582$191,629,509$2,675,672,091
143Mra Associates$1,090,565$1,742,370,597$901,158,881$2,643,529,478
144Brick Capital Management Inc$122,333,333$2,569,000,000$2,569,000,000
145Southeast Asset Advisors, Llc$2,385,658$1,395,821,685$1,147,289,782$2,543,111,467
146Palladium Registered Investment Advisors$1,128,963$2,498,160,568$34,103,417$2,532,263,985
147Waldron Private Wealth$11,250,772$2,505,040,976$3,881,137$2,508,922,113
148Paul Comstock Partners$19,600,037$7,525,251$2,462,079,377$2,469,604,628
149Dyson Capital Advisors, Llc$52,455,426$390,915,000$2,074,490,000$2,465,405,000
150Interocean Capital, Llc$789,725$1,963,117,713$489,767,149$2,452,884,862
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.