RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 101 | PARALLEL ADVISORS, LLC | $427,668 | $3,165,930,943 | $2,661,500 | $3,168,592,443 |
| 102 | FORMULA FOLIO INVESTMENTS | $109,397 | $2,797,291,092 | $337,710,903 | $3,135,001,995 |
| 103 | EXENCIAL WEALTH ADVISORS | $488,901 | $2,890,087,042 | $238,393,391 | $3,128,480,433 |
| 104 | SMITH SHELLNUT WILSON | $5,297,599 | $904,017,735 | $2,189,780,223 | $3,093,797,958 |
| 105 | PRIO WEALTH LIMITED PARTNERSHIP | $2,030,648 | $3,088,616,263 | — | $3,088,616,263 |
| 106 | WESTMOUNT ASSET MANAGEMENT, LLC | $758,700 | $2,988,115,576 | $74,755,521 | $3,062,871,097 |
| 107 | MAINSTAY CAPITAL MANAGEMENT, LLC | $818,365 | $2,835,030,816 | $210,106,328 | $3,045,137,144 |
| 108 | MCCUTCHEN GROUP LLC | $3,102,360 | $2,120,283,620 | $885,902,985 | $3,006,186,605 |
| 109 | PARSEC FINANCIAL | $515,994 | $2,825,953,352 | $166,294,118 | $2,992,247,470 |
| 110 | TCI WEALTH ADVISORS, INC. | $362,479 | $2,896,189,829 | $77,222,816 | $2,973,412,645 |
| 111 | ADVANCE CAPITAL MANAGEMENT INC | $275,326 | $2,921,688,955 | $33,658,471 | $2,955,347,426 |
| 112 | CM WEALTH ADVISORS LLC | $5,875,396 | $2,628,021,384 | $309,676,443 | $2,937,697,827 |
| 113 | MATTER FAMILY OFFICE | $13,471,188 | $113,010,757 | $2,796,765,893 | $2,909,776,650 |
| 114 | CAPITAL INVESTMENT ADVISORS, LLC | $373,510 | $2,880,700,000 | $14,000,000 | $2,894,700,000 |
| 115 | TWIN FOCUS CAPITAL PARTNERS, LLC | $28,049,642 | $2,694,396,188 | $194,716,894 | $2,889,113,082 |
| 116 | BOSTON FINANCIAL MANAGEMENT LLC | $1,325,990 | $2,767,994,167 | $78,907,311 | $2,846,901,478 |
| 117 | HAMILTON CAPITAL | $435,827 | $2,762,717,300 | $50,978,904 | $2,813,696,204 |
| 118 | HERITAGE INVESTORS MANAGEMENT CORP | $2,217,521 | $2,776,690,355 | $15,169,163 | $2,791,859,518 |
| 119 | F L PUTNAM INVESTMENT MANAGEMENT CO. | $941,641 | $2,766,710,777 | $18,662,501 | $2,785,373,278 |
| 120 | CORIENT CAPITAL PARTNERS, LLC | $839,449 | $2,111,649,506 | $668,607,161 | $2,780,256,667 |
| 121 | BALENTINE | $1,285,240 | $2,428,168,919 | $341,522,431 | $2,769,691,350 |
| 122 | DESTINATION WEALTH MANAGEMENT | $585,592 | $2,752,282,359 | — | $2,752,282,359 |
| 123 | MODERA WEALTH MANAGEMENT, LLC | $480,854 | $2,729,239,147 | $16,917,721 | $2,746,156,868 |
| 124 | SYM FINANCIAL ADVISORS | $749,146 | $2,203,644,673 | $539,726,638 | $2,743,371,311 |
| 125 | BUDROS, RUHLIN & ROE, INC. | $423,342 | $2,663,960,940 | $68,714,427 | $2,732,675,367 |
| 126 | ABACUS WEALTH PARTNERS | $477,851 | $2,336,506,167 | $389,158,391 | $2,725,664,558 |
| 127 | BERMAN CAPITAL ADVISORS, LLC | $3,517,923 | $1,060,812,699 | $1,658,541,970 | $2,719,354,669 |
| 128 | SAND HILL GLOBAL ADVISORS, LLC | $1,783,338 | $2,635,949,593 | $72,941,506 | $2,708,891,099 |
| 129 | ROOSEVELT INVESTMENTS | $572,661 | $2,538,869,168 | $158,366,293 | $2,697,235,461 |
| 130 | MRA ASSOCIATES | $1,090,565 | $1,742,370,597 | $901,158,881 | $2,643,529,478 |
| 131 | EVERGREEN CAPITAL MANAGEMENT LLC | $1,425,777 | $2,438,495,365 | $122,200,776 | $2,560,696,141 |
| 132 | SOUTHEAST ASSET ADVISORS, LLC | $2,385,658 | $1,395,821,685 | $1,147,289,782 | $2,543,111,467 |
| 133 | HALBERT HARGROVE | $689,679 | $2,339,780,493 | $199,616,479 | $2,539,396,972 |
| 134 | PALLADIUM REGISTERED INVESTMENT ADVISORS | $1,128,963 | $2,498,160,568 | $34,103,417 | $2,532,263,985 |
| 135 | WALDRON PRIVATE WEALTH | $11,250,772 | $2,505,040,976 | $3,881,137 | $2,508,922,113 |
| 136 | REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC | $3,635,618 | $2,278,265,588 | $193,954,522 | $2,472,220,110 |
| 137 | DYSON CAPITAL ADVISORS, LLC | $52,455,426 | $390,915,000 | $2,074,490,000 | $2,465,405,000 |
| 138 | INTEROCEAN CAPITAL, LLC | $789,725 | $1,963,117,713 | $489,767,149 | $2,452,884,862 |
| 139 | CARNEGIE INVESTMENT COUNSEL | $1,156,102 | $2,393,019,121 | $52,137,315 | $2,445,156,436 |
| 140 | PAUL COMSTOCK PARTNERS | $18,977,394 | $7,525,251 | $2,383,626,385 | $2,391,151,636 |
| 141 | FAIRVIEW CAPITAL | $4,848,747 | $2,344,223,324 | $7,418,875 | $2,351,642,199 |
| 142 | FOSTER GROUP, INC. | $589,161 | $2,348,727,503 | $258,504 | $2,348,986,007 |
| 143 | WHARTON BUSINESS GROUP, LLC | $21,127,956 | $2,133,871,126 | $211,332,005 | $2,345,203,131 |
| 144 | CONGRESS WEALTH MANAGEMENT LLC | $938,894 | $2,320,940,879 | $11,271,928 | $2,332,212,807 |
| 145 | ACCREDITED INVESTORS WEALTH MANAGEMENT | $580,037 | $2,209,844,931 | $87,681,787 | $2,297,526,718 |
| 146 | PRIVATE OCEAN | $616,967 | $2,284,950,435 | $9,549,091 | $2,294,499,526 |
| 147 | RAUB BROCK CAPITAL MANAGEMENT, LP | $403,037 | $643,964,575 | $1,644,078,373 | $2,288,042,948 |
| 148 | HERITAGE WEALTH ADVISORS | $1,924,890 | $1,144,602,421 | $1,124,843,372 | $2,269,445,793 |
| 149 | PURE FINANCIAL ADVISORS, INC. | $240,672 | $2,243,999,364 | $22,650,486 | $2,266,649,850 |
| 150 | WATER OAK ADVISORS, LLC | $1,111,937 | $2,101,164,206 | $144,948,809 | $2,246,113,015 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
