RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 601 | O'Brien Wealth Partners LLC | $394,410 | $580,571,981 | $0 | $580,571,981 |
| 602 | Traphagen Financial Group | $515,138 | $574,243,153 | $6,317,620 | $580,560,773 |
| 603 | Cahaba Wealth Management, Inc. | $568,982 | $580,361,980 | $0 | $580,361,980 |
| 604 | Sequent Asset Management, LLC | $1,468,852 | $331,328,089 | $248,868,293 | $580,196,382 |
| 605 | Mastrapasqua Asset Management, Inc. | $1,161,252 | $573,349,692 | $6,115,122 | $579,464,814 |
| 606 | Roble, Belko and Company, Inc. | $976,684 | $579,173,558 | $0 | $579,173,558 |
| 607 | Generation Capital Management LLC | $2,877,676 | $69,213,770 | $509,199,066 | $578,412,836 |
| 608 | Cohen Capital Management Inc | $4,125,431 | $577,560,405 | $0 | $577,560,405 |
| 609 | Isthmus Partners, LLC | $542,207 | $574,739,113 | $0 | $574,739,113 |
| 610 | First Pacific Financial, Inc. | $273,258 | $573,294,647 | $0 | $573,294,647 |
| 611 | Winthrop Capital Management | $1,544,207 | $554,452,317 | $18,448,571 | $572,900,888 |
| 612 | Summit Asset Management | $448,919 | $499,050,040 | $72,423,767 | $571,473,807 |
| 613 | Cypress Point Wealth Management | $3,121,058 | $539,446,382 | $31,707,141 | $571,153,523 |
| 614 | St. Clair Advisors | $1,489,805 | $570,595,254 | $0 | $570,595,254 |
| 615 | Aequitas Investment Advisors, LLC | $618,304 | $0 | $569,458,099 | $569,458,099 |
| 616 | Werba Rubin Papier Wealth Management | $1,279,412 | $569,338,261 | $0 | $569,338,261 |
| 617 | Telos Capital Management | $424,294 | $568,978,097 | $0 | $568,978,097 |
| 618 | HeadInvest | $802,876 | $555,700,201 | $12,736,164 | $568,436,365 |
| 619 | Derby And Company Inc | $1,342,588 | $567,914,627 | $0 | $567,914,627 |
| 620 | Milestone Investment Advisors | $523,283 | $456,714,728 | $110,523,971 | $567,238,699 |
| 621 | Slatestone Wealth LLC | $500,444 | $565,818,354 | $684,374 | $566,502,728 |
| 622 | PDS Planning Inc | $234,838 | $497,468,958 | $68,021,347 | $565,490,305 |
| 623 | The Financial Advisors, LLC | $330,250 | $561,565,649 | $3,161,680 | $564,727,329 |
| 624 | Compton Wealth Advisory Group, LLC | $2,496,581 | $564,227,328 | $0 | $564,227,328 |
| 625 | Willingdon Wealth Management Inc. | $334,136 | $556,872,320 | $5,144,252 | $562,016,572 |
| 626 | Black Coral Financial Advisors | $301,075 | $270,000,000 | $290,000,000 | $560,000,000 |
| 627 | Capital Planning Advisors LLC | $751,678 | $368,000,000 | $192,000,000 | $560,000,000 |
| 628 | Moisand Fitzgerald Tamayo | $268,712 | $555,257,107 | $3,932,751 | $559,189,858 |
| 629 | SBK Financial, Inc. | $574,941 | $507,866,059 | $50,976,970 | $558,843,029 |
| 630 | Meridian Wealth Management, LLC | $415,668 | $554,371,815 | $3,870,571 | $558,242,386 |
| 631 | Roundview Capital, LLC | $461,152 | $553,858,629 | $4,135,351 | $557,993,980 |
| 632 | Keb Asset Management | $373,766 | $422,021,548 | $135,637,035 | $557,658,583 |
| 633 | Capital Planning LLC | $247,519 | $438,577,392 | $117,845,751 | $556,423,143 |
| 634 | Pinney & Scofield, Inc. | $503,835 | $555,729,642 | $0 | $555,729,642 |
| 635 | Arbor Investment Advisors | $655,510 | $522,701,736 | $31,203,929 | $553,905,665 |
| 636 | Flippin Bruce & Porter Inc | $1,416,478 | $553,843,000 | $0 | $553,843,000 |
| 637 | Lenox Wealth Management, Inc. | $200,643 | $551,144,808 | $1,425,641 | $552,570,449 |
| 638 | Roof, Eidam & Maycock | $532,762 | $530,893,187 | $19,982,718 | $550,875,905 |
| 639 | The Family Firm, Inc. | $529,262 | $549,981,583 | $450,646 | $550,432,229 |
| 640 | Mitchell Vaught & Taylor Inc | $3,455,101 | $487,860,990 | $61,500,053 | $549,361,043 |
| 641 | Spectrum Management Group, Inc. | $635,024 | $547,097,752 | $1,562,721 | $548,660,473 |
| 642 | HTG Investment Advisors Inc | $440,543 | $548,475,895 | $0 | $548,475,895 |
| 643 | Lassus Wherley | $1,589,425 | $546,762,352 | $0 | $546,762,352 |
| 644 | PJS Investment Management | $1,000,381 | $523,227,560 | $22,980,416 | $546,207,976 |
| 645 | Paragon Advisors, Inc. | $8,029,412 | $250,000,000 | $296,000,000 | $546,000,000 |
| 646 | Northwest Wealth Management, LLC | $165,841 | $545,286,761 | $0 | $545,286,761 |
| 647 | Prairieview Partners, LLC | $1,884,691 | $534,583,873 | $10,091,882 | $544,675,755 |
| 648 | Northern Capital Management | $1,801,987 | $544,200,000 | $0 | $544,200,000 |
| 649 | Kings Path Partners LLC | $6,474,655 | $102,606,078 | $441,264,939 | $543,871,017 |
| 650 | Toth Financial Advisory Corp | $350,256 | $542,896,385 | $0 | $542,896,385 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
