RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601WPWEALTH LLP$288,141$533,757,362$87,475,637$621,232,999
602PEAK ASSET MANAGEMENT, LLC$614,063$595,876,445$24,327,159$620,203,604
603STRATFORD CONSULTING, LLC$763,533$619,224,897$619,224,897
604ROOF, EIDAM & MAYCOCK, LLC$636,987$599,717,249$17,523,366$617,240,615
605INDIE ASSET PARTNERS, LLC$765,890$616,541,401$616,541,401
606COHEN CAPITAL MANAGEMENT INC$3,546,781$613,593,058$613,593,058
607MONTIS FINANCIAL, LLC$551,123$600,200,000$13,200,000$613,400,000
608SUMMIT ASSET MANAGEMENT LLC$449,716$540,089,238$72,423,621$612,512,859
609TBH GLOBAL ASSET MANAGEMENT, LLC$311,328$597,279,276$14,791,158$612,070,434
610BERKSHIRE MONEY MANAGEMENT, INC.$363,151$609,003,770$609,003,770
611SLOAN INVESTMENT MANAGEMENT, L.L.C.$1,849,212$606,167,594$2,223,071$608,390,665
612KINGS PATH PARTNERS LLC$3,866,532$131,316,926$475,728,659$607,045,585
613CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
614WHITNEY & COMPANY$1,279,866$603,544,665$3,111,837$606,656,502
615RVW WEALTH LLC$423,813$593,120,720$12,931,970$606,052,690
616WILLIS JOHNSON & ASSOCIATES, INC.$560,498$590,548,009$14,790,005$605,338,014
617GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
618MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
6193D ASSET MANAGEMENT, INC.$328,088$603,025,169$603,025,169
620NEWFOCUS FINANCIAL GROUP, LLC$380,186$602,974,548$602,974,548
621BLANKINSHIP & FOSTER, LLC$690,905$602,469,568$602,469,568
622AMI INVESTMENT MANAGEMENT INC$2,584,353$602,154,188$602,154,188
623THE FAMILY FIRM, INC.$602,818$600,908,630$703,680$601,612,310
624KMG FIDUCIARY PARTNERS, LLC$279,868$600,036,640$600,036,640
625JANICZEK WEALTH MANAGEMENT$574,967$599,690,523$599,690,523
626PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
627FINANCIAL SOLUTIONS ADVISORY GROUP$473,810$597,000,000$597,000,000
628LODESTAR PRIVATE ASSET MANAGEMENT LLC$443,566$588,580,596$6,241,377$594,821,973
629AVIANCE CAPITAL PARTNERS LLC$1,054,623$565,003,592$29,803,554$594,807,146
630BRIAUD FINANCIAL ADVISORS$313,678$582,770,489$11,021,437$593,791,926
631FERRIS CAPITAL, LLC$971,202$591,013,275$1,419,799$592,433,074
632MITCHELL CAPITAL MANAGEMENT CO$1,038,523$590,919,835$590,919,835
633BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
634JBJ INVESTMENT PARTNERS, LLC$499,075$540,068,745$49,338,421$589,407,166
635ROSSMORE PRIVATE CAPITAL, LLC$1,548,572$533,985,334$52,923,553$586,908,887
636FINANCIAL CONCEPTS$144,514$586,583,594$586,583,594
637ELLIS INVESTMENT PARTNERS, LLC$374,633$543,964,661$40,088,390$584,053,051
638SUNCOAST EQUITY MANAGEMENT, LLC$697,117$583,486,835$583,486,835
639CLEAR CREEK FINANCIAL MANAGEMENT, LLC$129,510$580,302,000$1,200,000$581,502,000
640LASSUS WHERLEY$348,891$579,857,338$579,857,338
641WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
642GIBRALTAR CAPITAL MANAGEMENT, INC.$2,939,110$575,028,139$3,976,567$579,004,706
643QP GLOBAL FAMILY OFFICES, LLC$48,143,403$577,720,838$577,720,838
644BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
645FIRST FIDUCIARY INVESTMENT COUNSEL INC$1,285,381$577,135,960$577,135,960
646FJY FINANCIAL$335,264$540,587,849$35,731,820$576,319,669
647PWA WEALTH MANAGEMENT$260,321$574,457,612$591,704$575,049,316
648RAPPAPORT REICHES CAPITAL MANAGEMENT,$501,050$574,704,366$574,704,366
649SMART INVESTOR, LLC$553,644$574,410,546$272,090$574,682,636
650WILLIAM MACK & ASSOCIATES INC$770,725$570,983,298$2,436,111$573,419,409
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.