RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 651 | RPG Investment Advisory, LLC | $713,422 | $523,651,928 | $0 | $523,651,928 |
| 652 | FJY Financial | $331,754 | $467,487,576 | $55,688,738 | $523,176,314 |
| 653 | New England Investment & Retirement Group, Inc. | $285,302 | $521,330,451 | $1,343,444 | $522,673,895 |
| 654 | Cornerstone Capital Advisors | $296,505 | $522,145,189 | $0 | $522,145,189 |
| 655 | Global Wealth Management, LLC | $1,850,768 | $509,789,550 | $12,126,965 | $521,916,515 |
| 656 | Aegis Wealth Management | $1,187,572 | $520,156,324 | $0 | $520,156,324 |
| 657 | Nelson Roberts Investment Advisors | $723,171 | $507,300,000 | $12,660,000 | $519,960,000 |
| 658 | Columbia Asset Management | $678,137 | $516,341,426 | $3,111,271 | $519,452,697 |
| 659 | Janiczek Wealth Management | $529,197 | $515,967,014 | $0 | $515,967,014 |
| 660 | All Star Financial Inc | $407,804 | $515,464,014 | $0 | $515,464,014 |
| 661 | Optima Asset Management Inc | $2,435,562 | $0 | $513,903,616 | $513,903,616 |
| 662 | Summit Planning Group LLC | $208,486 | $513,709,399 | $0 | $513,709,399 |
| 663 | AMI Investment Management Inc | $2,361,505 | $512,446,604 | $0 | $512,446,604 |
| 664 | Buffington Mohr McNeal | $1,214,653 | $511,368,919 | $0 | $511,368,919 |
| 665 | The Wealth Collaborative, Inc. | $1,283,244 | $509,792,791 | $938,281 | $510,731,072 |
| 666 | Aspen Capital Management | $779,221 | $0 | $509,610,800 | $509,610,800 |
| 667 | Viridian Ria, LLC | $289,269 | $499,171,000 | $9,942,000 | $509,113,000 |
| 668 | JBJ Investment Partners, LLC | $312,064 | $450,158,560 | $56,008,784 | $506,167,344 |
| 669 | ARS Wealth Advisors | $401,453 | $492,423,000 | $12,203,000 | $504,626,000 |
| 670 | Altavista Wealth Management, Inc. | $578,286 | $485,581,445 | $18,684,212 | $504,265,657 |
| 671 | Bedell Frazier Investment Counselling | $386,923 | $500,500,000 | $2,500,000 | $503,000,000 |
| 672 | Abbrea Capital, LLC | $782,085 | $481,292,048 | $21,588,478 | $502,880,526 |
| 673 | Wealth Management Advisors Inc | $1,466,239 | $501,453,716 | $0 | $501,453,716 |
| 674 | Baxter Investment Management | $669,084 | $501,144,000 | $0 | $501,144,000 |
| 675 | Financial Planning And Information Services, Inc. | $564,856 | $497,073,000 | $0 | $497,073,000 |
| 676 | Quantum Capital Management | $1,758,750 | $452,525,349 | $43,442,060 | $495,967,409 |
| 677 | Tru Independence Asset Management, LLC | $949,334 | $490,668,715 | $4,883,683 | $495,552,398 |
| 678 | Scot McCormick | $11,793,046 | $495,307,925 | $0 | $495,307,925 |
| 679 | Kays Financial Advisory Corp | $291,752 | $495,103,937 | $0 | $495,103,937 |
| 680 | Peavine Capital, LLC | $2,844,828 | $296,000,000 | $199,000,000 | $495,000,000 |
| 681 | Worthpointe | $366,205 | $494,010,190 | $0 | $494,010,190 |
| 682 | Bell Investment Advisors Inc | $481,284 | $430,917,396 | $62,879,527 | $493,796,923 |
| 683 | Richard P. Slaughter Associates, Inc. | $411,874 | $467,069,561 | $26,355,985 | $493,425,546 |
| 684 | Aviance Capital Partners LLC | $1,011,499 | $489,449,043 | $3,151,115 | $492,600,158 |
| 685 | Investment Management Of Virginia | $978,526 | $488,807,063 | $2,413,186 | $491,220,249 |
| 686 | Sicart Associates, LLC | $2,741,664 | $490,757,943 | $0 | $490,757,943 |
| 687 | Jackson Financial Management | $270,655 | $486,231,538 | $3,654,667 | $489,886,205 |
| 688 | The Fairman Group | $4,652,605 | $0 | $488,523,556 | $488,523,556 |
| 689 | Sigma Investment Management Company | $839,308 | $488,477,368 | $0 | $488,477,368 |
| 690 | Clearmark Partners, LLC | $81,266,667 | $487,600,000 | $0 | $487,600,000 |
| 691 | Gateway Advisory | $237,383 | $487,110,150 | $0 | $487,110,150 |
| 692 | Natural Investments | $217,425 | $482,831,325 | $2,461,978 | $485,293,303 |
| 693 | Grey Street Capital, LLC | $2,293,113 | $467,724,814 | $16,122,054 | $483,846,868 |
| 694 | RVW Wealth LLC | $293,717 | $483,163,637 | $0 | $483,163,637 |
| 695 | HHM Wealth Advisors | $217,519 | $448,243,617 | $34,866,129 | $483,109,746 |
| 696 | Total Wealth Planning, LLC | $328,907 | $414,684,535 | $67,493,039 | $482,177,574 |
| 697 | Capital Planning Advisors LLC | $714,074 | $333,000,000 | $149,000,000 | $482,000,000 |
| 698 | Wealthstream Advisors, Inc. | $596,423 | $481,909,989 | $0 | $481,909,989 |
| 699 | Whitney & Company | $1,174,149 | $480,226,748 | $0 | $480,226,748 |
| 700 | Rollins Financial Inc | $776,887 | $480,116,121 | $0 | $480,116,121 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 11, 2018.
