RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 651 | Pbmares Wealth Management Llc | $318,453 | $534,009,297 | $4,494,748 | $538,504,045 |
| 652 | Global Wealth Management, Llc | $1,325,758 | $509,013,550 | $29,244,028 | $538,257,578 |
| 653 | Castlekeep Investment Advisors | $3,071,209 | $67,471,794 | $469,989,865 | $537,461,659 |
| 654 | Blue Chip Partners, Inc. | $436,958 | $532,650,451 | $4,371,045 | $537,021,496 |
| 655 | First Fiduciary Investment Counsel Inc | $1,187,069 | $535,368,333 | — | $535,368,333 |
| 656 | Sbc Wealth Management | $252,770 | $534,609,178 | — | $534,609,178 |
| 657 | Prairieview Partners, Llc | $1,738,712 | $530,649,585 | $3,134,939 | $533,784,524 |
| 658 | 3D Asset Management, Inc. | $353,126 | $532,866,398 | — | $532,866,398 |
| 659 | The H Group, Inc. | $274,975 | $531,801,855 | — | $531,801,855 |
| 660 | Arbor Investment Advisors | $584,687 | $509,791,633 | $21,104,137 | $530,895,770 |
| 661 | Derby And Company Inc | $636,918 | $528,373,948 | $1,541,758 | $529,915,706 |
| 662 | Peavine Capital, LLC | $2,917,127 | $311,000,000 | $217,000,000 | $528,000,000 |
| 663 | Peak Asset Management, Llc | $547,589 | $506,125,268 | $21,750,459 | $527,875,727 |
| 664 | Premier Financial Group Inc | $489,156 | $426,246,085 | $99,596,263 | $525,842,348 |
| 665 | Natural Investments | $169,853 | $521,418,489 | $2,748,334 | $524,166,823 |
| 666 | Spectrum Management Group, Llc. | $590,725 | $521,977,314 | $1,405,455 | $523,382,769 |
| 667 | New England Investment & Retirement Group, Inc. | $262,480 | $522,113,283 | $1,010,026 | $523,123,309 |
| 668 | Pathway Financial Advisors, Llc | $628,853 | $522,576,489 | — | $522,576,489 |
| 669 | Aegis Wealth Management Llc | $1,154,681 | $521,915,587 | — | $521,915,587 |
| 670 | Summit Asset Management Llc | $391,407 | $456,271,133 | $64,691,826 | $520,962,959 |
| 671 | Mitchell Capital Management Co | $965,442 | $519,407,855 | — | $519,407,855 |
| 672 | The Family Firm, Inc. | $513,468 | $517,236,825 | $852,669 | $518,089,494 |
| 673 | Slatestone Wealth Llc | $467,977 | $517,940,700 | $110,370 | $518,051,070 |
| 674 | Financial Planning And Information Services, Inc. | $547,090 | $517,000,000 | — | $517,000,000 |
| 675 | Monterey Private Wealth, Inc. | $336,823 | $478,417,490 | $37,595,088 | $516,012,578 |
| 676 | Nelson Roberts Investment Advisors, Llc | $867,143 | $515,950,000 | — | $515,950,000 |
| 677 | Black Coral Financial Advisors, Llc | $377,289 | $331,000,000 | $184,000,000 | $515,000,000 |
| 678 | Jbj Investment Partners, Llc | $417,091 | $463,767,931 | $49,671,540 | $513,439,471 |
| 679 | Family Wms, Llc | $864,920 | $416,111,937 | $96,785,840 | $512,897,777 |
| 680 | Wpwealth Llp | $238,493 | $460,799,322 | $51,959,820 | $512,759,142 |
| 681 | Jgp Wealth Management, Llc | $345,136 | $511,836,473 | — | $511,836,473 |
| 682 | Montis Financial, Llc | $451,678 | $498,700,000 | $12,600,000 | $511,300,000 |
| 683 | Allen Capital Group, LLC | $110,970 | $510,240,808 | — | $510,240,808 |
| 684 | Lassus Wherley | $300,945 | $509,801,111 | — | $509,801,111 |
| 685 | Exchange Capital Management Inc | $537,596 | $507,997,575 | $1,643,488 | $509,641,063 |
| 686 | Pjs Investment Management | $886,831 | $488,019,711 | $21,021,079 | $509,040,790 |
| 687 | Gkfo, Llc | $3,028,494 | $181,994,506 | $326,792,551 | $508,787,057 |
| 688 | Alpha & Omega | $5,005 | $495,145,827 | $12,274,025 | $507,419,852 |
| 689 | Richard P. Slaughter Associates, Inc. | $412,509 | $478,222,367 | $29,163,971 | $507,386,338 |
| 690 | Covenant Partners, Llc | $994,096 | $445,124,575 | $61,864,228 | $506,988,803 |
| 691 | Blankinship & Foster, Llc | $589,379 | $503,918,925 | — | $503,918,925 |
| 692 | Newfocus Financial Group, Llc | $361,341 | $503,709,525 | — | $503,709,525 |
| 693 | Spectrum Asset Management Inc | $562,818 | $492,745,501 | $10,413,374 | $503,158,875 |
| 694 | Ars Wealth Advisors | $383,175 | $495,353,279 | $7,756,000 | $503,109,279 |
| 695 | Pinney & Scofield, Inc. | $454,809 | $502,108,597 | — | $502,108,597 |
| 696 | Windsor Capital Management, Llc | $438,500 | $502,082,972 | — | $502,082,972 |
| 697 | Intrepid Capital Management Inc | $1,683,499 | $489,234,224 | $12,448,438 | $501,682,662 |
| 698 | Ami Investment Management Inc | $1,857,838 | $501,616,355 | — | $501,616,355 |
| 699 | Sp Asset Management | $1,428,571 | $350,000,000 | $150,000,000 | $500,000,000 |
| 700 | Aspen Capital Management | $664,733 | — | $497,220,386 | $497,220,386 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
