RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 651 | THE FAIRMAN GROUP, LLC | $662,734 | $311,567,588 | $261,034,501 | $572,602,089 |
| 652 | WINDSOR CAPITAL MANAGEMENT, LLC | $484,862 | $571,652,668 | — | $571,652,668 |
| 653 | GATEWAY ADVISORY, LLC | $277,537 | $570,061,723 | — | $570,061,723 |
| 654 | HOHIMER WEALTH MANAGEMENT, LLC | $913,319 | $517,646,457 | $52,264,867 | $569,911,324 |
| 655 | FINANCIAL PLAN, INC. | $226,332 | $567,187,377 | — | $567,187,377 |
| 656 | WAYPOINT WEALTH PARTNERS | $949,425 | $566,806,478 | — | $566,806,478 |
| 657 | CAPITA FINANCIAL NETWORK, LLC | $273,752 | $566,666,086 | — | $566,666,086 |
| 658 | AUTUMN LANE ADVISORS, LLC | $2,347,249 | $293,305,000 | $272,382,000 | $565,687,000 |
| 659 | SMITH & HOWARD WEALTH MANAGEMENT, LLC | $1,009,043 | $565,063,878 | — | $565,063,878 |
| 660 | FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC | $919,950 | $483,036,717 | $79,972,799 | $563,009,516 |
| 661 | GKFO, LLC | $2,826,449 | $256,182,374 | $306,281,042 | $562,463,416 |
| 662 | WEALTH ADVISORS GROUP | $341,705 | $533,431,245 | $27,306,360 | $560,737,605 |
| 663 | J.W.BURNS & COMPANY, INC. | $518,392 | $541,092,575 | $19,288,855 | $560,381,430 |
| 664 | TOTAL WEALTH PLANNING, LLC | $355,956 | $502,532,536 | $56,318,460 | $558,850,996 |
| 665 | AMERICAN FINANCIAL ADVISORS INC | $345,506 | — | $558,682,841 | $558,682,841 |
| 666 | RPG INVESTMENT ADVISORY, LLC | $722,022 | $557,400,717 | — | $557,400,717 |
| 667 | HARRIS FINANCIAL ADVISORS, INC. | $452,326 | $540,839,692 | $15,521,566 | $556,361,258 |
| 668 | THE WEALTH COLLABORATIVE, INC. | $1,262,676 | $549,473,682 | $6,103,961 | $555,577,643 |
| 669 | ALTAVISTA WEALTH MANAGEMENT, INC. | $638,302 | $539,972,137 | $15,350,625 | $555,322,762 |
| 670 | KING WEALTH MANAGEMENT GROUP, LLC | $368,765 | $536,798,544 | $17,455,220 | $554,253,764 |
| 671 | CLEARROCK CAPITAL LLC | $670,865 | $552,117,137 | $1,346,482 | $553,463,619 |
| 672 | THE BERRY GROUP | $518,727 | $498,806,243 | $54,156,296 | $552,962,539 |
| 673 | WALTER & KEENAN FINANICAL CONSULTING CO | $2,747,411 | $527,030,001 | $25,199,529 | $552,229,530 |
| 674 | THE ARKANSAS FINANCIAL GROUP, INC. | $408,228 | $549,882,736 | — | $549,882,736 |
| 675 | SPECTRUM ASSET MANAGEMENT INC | $601,702 | $534,083,228 | $15,270,514 | $549,353,742 |
| 676 | PINNEY & SCOFIELD, INC. | $512,158 | $548,008,928 | — | $548,008,928 |
| 677 | PETTYJOHN, WOOD & WHITE, INC. | $682,852 | $547,647,427 | — | $547,647,427 |
| 678 | FIRESTONE CAPITAL MANAGEMENT INC | $500,737 | $539,100,000 | $4,700,000 | $543,800,000 |
| 679 | EXCHANGE CAPITAL MANAGEMENT INC | $590,076 | $540,353,742 | $1,926,478 | $542,280,220 |
| 680 | HHM WEALTH ADVISORS, LLC | $238,691 | $508,125,497 | $33,702,866 | $541,828,363 |
| 681 | ASHFORD ADVISORS, LLC | $2,315,093 | $387,054,680 | $154,677,079 | $541,731,759 |
| 682 | CLAYTON WEALTH PARTNERS | $359,647 | $541,628,141 | — | $541,628,141 |
| 683 | JOURNEY ADVISORY GROUP, LLC | $385,580 | $541,353,678 | — | $541,353,678 |
| 684 | FPL CAPITAL MANAGEMENT, LLC | $565,473 | $281,904,182 | $258,687,914 | $540,592,096 |
| 685 | SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC | $397,180 | $472,830,355 | $62,964,903 | $535,795,258 |
| 686 | MCSHANE PARTNERS | $1,646,154 | $535,000,000 | — | $535,000,000 |
| 687 | FRANKLIN, PARLAPIANO, TURNER & WELCH LLC | $1,511,019 | $529,400,325 | $2,478,406 | $531,878,731 |
| 688 | STRATEGIC WEALTH MANAGEMENT INC | $6,442,619 | $464,729,042 | $63,565,693 | $528,294,735 |
| 689 | GREYSTONE FINANCIAL GROUP, LLC | $349,383 | $510,631,447 | $17,636,040 | $528,267,487 |
| 690 | BELL INVESTMENT ADVISORS INC | $516,489 | $476,690,591 | $49,611,638 | $526,302,229 |
| 691 | HAMILTON POINT INVESTMENT ADVISORS, LLC | $961,087 | $524,753,580 | — | $524,753,580 |
| 692 | SHULMAN DEMEO ASSET MANAGEMENT, LLC | $640,659 | $465,526,208 | $59,173,408 | $524,699,616 |
| 693 | T.O.S. ADVISORS, LLC | $2,773,864 | $524,260,203 | — | $524,260,203 |
| 694 | WADE FINANCIAL ADVISORY, INC. | $1,949,103 | $426,529,643 | $95,829,887 | $522,359,530 |
| 695 | REGENCY INVESTMENT ADVISORS INC | $387,123 | $519,183,993 | $3,045,299 | $522,229,292 |
| 696 | NOESIS CAPITAL MANAGEMENT CORP | $623,962 | $472,821,392 | $48,811,047 | $521,632,439 |
| 697 | AEGIS WEALTH MANAGEMENT LLC | $1,106,470 | $521,147,281 | — | $521,147,281 |
| 698 | BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | $405,397 | $514,889,068 | $6,045,887 | $520,934,955 |
| 699 | SYVERSON STREGE | $307,855 | $398,444,107 | $119,367,380 | $517,811,487 |
| 700 | COMPTON WEALTH ADVISORY GROUP, LLC | $1,499,876 | $377,891,498 | $139,565,839 | $517,457,337 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
