RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
651Nelson Roberts Investment Advisors$867,143$515,950,000$515,950,000
652Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
653JBJ Investment Partners, LLC$417,091$463,767,931$49,671,540$513,439,471
654Family WMS$864,920$416,111,937$96,785,840$512,897,777
655Whitley Penn Financial, LLP$238,493$460,799,322$51,959,820$512,759,142
656Montis Financial, LLC$451,678$498,700,000$12,600,000$511,300,000
657Allen Capital Group, LLC$110,970$510,240,808$510,240,808
658Lassus Wherley$300,945$509,801,111$509,801,111
659PJS Investment Management$886,831$488,019,711$21,021,079$509,040,790
660GKFO$3,028,494$181,994,506$326,792,551$508,787,057
661ALPha & Omega$5,005$495,145,827$12,274,025$507,419,852
662Richard P. Slaughter Associates, Inc.$412,509$478,222,367$29,163,971$507,386,338
663Covenant Partners$994,096$445,124,575$61,864,228$506,988,803
664Blankinship & Foster$589,379$503,918,925$503,918,925
665NewFocus Financial Group$361,341$503,709,525$503,709,525
666Spectrum Asset Management Inc$562,818$492,745,501$10,413,374$503,158,875
667ARS Wealth Advisors$383,175$495,353,279$7,756,000$503,109,279
668Pinney & Scofield, Inc.$454,809$502,108,597$502,108,597
669Windsor Capital Management, LLC$438,500$502,082,972$502,082,972
670Intrepid Capital Management Inc$1,683,499$489,234,224$12,448,438$501,682,662
671AMI Investment Management Inc$1,857,838$501,616,355$501,616,355
672SP Asset Management$1,428,571$350,000,000$150,000,000$500,000,000
673Aspen Capital Management$664,733$497,220,386$497,220,386
674Noesis Capital Management Corp$581,059$425,245,523$70,397,949$495,643,472
675Baxter Investment Management$625,952$495,128,283$495,128,283
676Kays Financial Advisory Corp$269,210$495,076,338$495,076,338
677FJY Financial$346,142$446,393,718$46,859,009$493,252,727
678River Wealth Advisors LLC$321,691$491,543,888$491,543,888
679The Wealth Collaborative, Inc.$1,175,556$488,192,760$3,189,479$491,382,239
680Anchor Investment Management$370,289$484,217,747$6,785,056$491,002,803
681Gibraltar Capital Management, Inc.$2,347,913$487,523,382$3,190,447$490,713,829
682Smith & Howard Wealth Management$904,291$490,125,713$490,125,713
683Gateway Advisory$229,696$489,481,899$489,481,899
684Altavista Wealth Management, Inc.$526,842$469,480,873$18,375,197$487,856,070
685Cooper/Haims Advisors$401,128$486,166,659$486,166,659
686Whitney & Company$1,120,054$483,434,268$2,669,339$486,103,607
687Conlon Dart Wealth Management$1,534,686$484,960,806$484,960,806
688Withum Wealth Management$862,246$484,582,000$484,582,000
689Compton Wealth Advisory Group, LLC$907,933$440,462,659$43,465,458$483,928,117
690Ashford Advisors$1,958,679$352,217,453$131,576,151$483,793,604
691Starfire Investment Advisers Inc$518,929$471,584,000$12,058,000$483,642,000
692Aviance Capital Partners LLC$897,662$464,638,267$18,304,003$482,942,270
693Northstar Asset Management Inc$1,091,010$449,407,807$31,727,487$481,135,294
694Red Door Wealth Management, LLC$455,090$263,936,500$217,093,274$481,029,774
695Partners In Financial Planning$275,203$479,679,459$479,679,459
696Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
697Jackson Financial Management$267,147$472,375,004$5,016,454$477,391,458
698Rollins Financial Inc$651,755$477,084,824$477,084,824
699Monticello Wealth Management, LLC$1,386,152$476,836,286$476,836,286
700Roof Advisory Group, Inc.$1,992,686$444,109,212$32,142,643$476,251,855
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Showing 651 to 700 of 2,205 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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