RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
651THE FAIRMAN GROUP, LLC$662,734$311,567,588$261,034,501$572,602,089
652WINDSOR CAPITAL MANAGEMENT, LLC$484,862$571,652,668$571,652,668
653GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
654HOHIMER WEALTH MANAGEMENT, LLC$913,319$517,646,457$52,264,867$569,911,324
655FINANCIAL PLAN, INC.$226,332$567,187,377$567,187,377
656WAYPOINT WEALTH PARTNERS$949,425$566,806,478$566,806,478
657CAPITA FINANCIAL NETWORK, LLC$273,752$566,666,086$566,666,086
658AUTUMN LANE ADVISORS, LLC$2,347,249$293,305,000$272,382,000$565,687,000
659SMITH & HOWARD WEALTH MANAGEMENT, LLC$1,009,043$565,063,878$565,063,878
660FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC$919,950$483,036,717$79,972,799$563,009,516
661GKFO, LLC$2,826,449$256,182,374$306,281,042$562,463,416
662WEALTH ADVISORS GROUP$341,705$533,431,245$27,306,360$560,737,605
663J.W.BURNS & COMPANY, INC.$518,392$541,092,575$19,288,855$560,381,430
664TOTAL WEALTH PLANNING, LLC$355,956$502,532,536$56,318,460$558,850,996
665AMERICAN FINANCIAL ADVISORS INC$345,506$558,682,841$558,682,841
666RPG INVESTMENT ADVISORY, LLC$722,022$557,400,717$557,400,717
667HARRIS FINANCIAL ADVISORS, INC.$452,326$540,839,692$15,521,566$556,361,258
668THE WEALTH COLLABORATIVE, INC.$1,262,676$549,473,682$6,103,961$555,577,643
669ALTAVISTA WEALTH MANAGEMENT, INC.$638,302$539,972,137$15,350,625$555,322,762
670KING WEALTH MANAGEMENT GROUP, LLC$368,765$536,798,544$17,455,220$554,253,764
671CLEARROCK CAPITAL LLC$670,865$552,117,137$1,346,482$553,463,619
672THE BERRY GROUP$518,727$498,806,243$54,156,296$552,962,539
673WALTER & KEENAN FINANICAL CONSULTING CO$2,747,411$527,030,001$25,199,529$552,229,530
674THE ARKANSAS FINANCIAL GROUP, INC.$408,228$549,882,736$549,882,736
675SPECTRUM ASSET MANAGEMENT INC$601,702$534,083,228$15,270,514$549,353,742
676PINNEY & SCOFIELD, INC.$512,158$548,008,928$548,008,928
677PETTYJOHN, WOOD & WHITE, INC.$682,852$547,647,427$547,647,427
678FIRESTONE CAPITAL MANAGEMENT INC$500,737$539,100,000$4,700,000$543,800,000
679EXCHANGE CAPITAL MANAGEMENT INC$590,076$540,353,742$1,926,478$542,280,220
680HHM WEALTH ADVISORS, LLC$238,691$508,125,497$33,702,866$541,828,363
681ASHFORD ADVISORS, LLC$2,315,093$387,054,680$154,677,079$541,731,759
682CLAYTON WEALTH PARTNERS$359,647$541,628,141$541,628,141
683JOURNEY ADVISORY GROUP, LLC$385,580$541,353,678$541,353,678
684FPL CAPITAL MANAGEMENT, LLC$565,473$281,904,182$258,687,914$540,592,096
685SENSIBLE FINANCIAL PLANNING AND MANAGEMENT, LLC$397,180$472,830,355$62,964,903$535,795,258
686MCSHANE PARTNERS$1,646,154$535,000,000$535,000,000
687FRANKLIN, PARLAPIANO, TURNER & WELCH LLC$1,511,019$529,400,325$2,478,406$531,878,731
688STRATEGIC WEALTH MANAGEMENT INC$6,442,619$464,729,042$63,565,693$528,294,735
689GREYSTONE FINANCIAL GROUP, LLC$349,383$510,631,447$17,636,040$528,267,487
690BELL INVESTMENT ADVISORS INC$516,489$476,690,591$49,611,638$526,302,229
691HAMILTON POINT INVESTMENT ADVISORS, LLC$961,087$524,753,580$524,753,580
692SHULMAN DEMEO ASSET MANAGEMENT, LLC$640,659$465,526,208$59,173,408$524,699,616
693T.O.S. ADVISORS, LLC$2,773,864$524,260,203$524,260,203
694WADE FINANCIAL ADVISORY, INC.$1,949,103$426,529,643$95,829,887$522,359,530
695REGENCY INVESTMENT ADVISORS INC$387,123$519,183,993$3,045,299$522,229,292
696NOESIS CAPITAL MANAGEMENT CORP$623,962$472,821,392$48,811,047$521,632,439
697AEGIS WEALTH MANAGEMENT LLC$1,106,470$521,147,281$521,147,281
698BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.$405,397$514,889,068$6,045,887$520,934,955
699SYVERSON STREGE$307,855$398,444,107$119,367,380$517,811,487
700COMPTON WEALTH ADVISORY GROUP, LLC$1,499,876$377,891,498$139,565,839$517,457,337
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.