RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 451 | SB Capital Management, Inc. | $683,985 | $739,576,580 | $1,863,578 | $741,440,158 |
| 452 | Corrigan Financial Inc | $722,932 | $732,132,000 | $3,813,000 | $735,945,000 |
| 453 | Schnieders Capital Management | $878,873 | $331,062,972 | $403,674,441 | $734,737,413 |
| 454 | Lowery Asset Consulting, LLC | $1,333,854 | — | $732,285,928 | $732,285,928 |
| 455 | Clayton Financial Group, LLC | $347,712 | — | $728,108,686 | $728,108,686 |
| 456 | Eclectic Associates, Inc. | $249,545 | $610,269,856 | $117,153,637 | $727,423,493 |
| 457 | Sheets Smith Wealth Management | $890,115 | $724,553,284 | — | $724,553,284 |
| 458 | Towneley Capital Management | $2,153,559 | $723,595,985 | — | $723,595,985 |
| 459 | United Income, Inc. | $1,083,503 | $716,863,532 | $4,749,574 | $721,613,106 |
| 460 | Baltimore-Washington Financial Advisors | $1,193,980 | $705,372,498 | $15,791,407 | $721,163,905 |
| 461 | Signet Financial Management, LLC | $402,419 | $718,720,365 | — | $718,720,365 |
| 462 | CJM Wealth Advisers, Ltd.. | $346,659 | $692,383,119 | $26,240,684 | $718,623,803 |
| 463 | Dividend Assets Capital, LLC | $740,484 | $713,000,435 | $4,528,447 | $717,528,882 |
| 464 | WESCAP Group | $586,983 | $572,733,000 | $144,560,000 | $717,293,000 |
| 465 | Oakbridge Partners, Ltd.. | $454,209 | $700,107,510 | $15,271,449 | $715,378,959 |
| 466 | Pinnacle Wealth Planning Services, Inc. | $356,726 | $698,837,524 | $16,397,895 | $715,235,419 |
| 467 | Woodmont Investment Counsel | $2,241,601 | $672,738,935 | $42,331,691 | $715,070,626 |
| 468 | Leonetti & Associates | $708,378 | $712,627,868 | — | $712,627,868 |
| 469 | Ellenbecker Investment Group | $154,048 | $698,726,834 | $13,436,475 | $712,163,309 |
| 470 | Henry H. Armstrong Associates, Inc. | $5,226,429 | $710,041,650 | $752,642 | $710,794,292 |
| 471 | Sharkey Howes & Javer Inc | $255,479 | $598,415,975 | $112,071,405 | $710,487,380 |
| 472 | The Planning Center, Inc. | $250,079 | $650,078,403 | $58,644,111 | $708,722,514 |
| 473 | Rockbridge Investment Management, LLC | $247,341 | $656,466,363 | $51,918,527 | $708,384,890 |
| 474 | Cable Hill Partners, LLC | $347,734 | $610,320,000 | $98,014,000 | $708,334,000 |
| 475 | Mainstay Capital Management, Llc | $91,300 | $655,348,129 | $52,045,467 | $707,393,596 |
| 476 | Hemington Wealth Management | $459,052 | $706,481,576 | — | $706,481,576 |
| 477 | Capital Advantage, Inc. | $1,196,470 | $705,917,488 | — | $705,917,488 |
| 478 | Marquette Asset Management | $1,832,987 | $705,700,000 | — | $705,700,000 |
| 479 | Argos Wealth Advisors LLC | $3,698,145 | $702,647,527 | — | $702,647,527 |
| 480 | Baldwin Investment Management | $737,201 | $393,582,804 | $308,969,805 | $702,552,609 |
| 481 | Cardan Capital Partners, LLC | $373,890 | $666,201,989 | $36,336,529 | $702,538,518 |
| 482 | Dinuzzo Index Advisors, Inc. | $309,709 | $699,014,000 | — | $699,014,000 |
| 483 | HFM Wealth Management | $3,601,909 | $665,100,302 | $33,670,138 | $698,770,440 |
| 484 | Opus Capital Management | $2,109,685 | $539,584,897 | $158,720,703 | $698,305,600 |
| 485 | Apriem Advisors | $341,709 | $645,410,576 | $52,018,084 | $697,428,660 |
| 486 | Private Asset Management Inc | $501,709 | $696,873,252 | — | $696,873,252 |
| 487 | Promus Capital, LLC | $1,929,035 | $240,910,289 | $449,684,400 | $690,594,689 |
| 488 | Galapagos Partners, L.P. | $22,942,789 | $248,482,645 | $439,801,033 | $688,283,678 |
| 489 | NextCapital Advisers | $86,174 | $687,495,947 | — | $687,495,947 |
| 490 | Steel Peak Wealth Management, LLC | $177,835 | $664,467,178 | $19,484,572 | $683,951,750 |
| 491 | Meyers Wealth Management, LLC | $1,245,438 | $653,800,000 | $28,700,000 | $682,500,000 |
| 492 | Dakota Wealth, LLC | $1,128,197 | $680,302,961 | — | $680,302,961 |
| 493 | Winthrop Capital Management | $1,270,732 | $661,068,778 | $18,772,981 | $679,841,759 |
| 494 | Wallington Asset Management | $1,138,022 | $675,985,316 | — | $675,985,316 |
| 495 | Tufton Capital Management, LLC | $835,604 | $659,004,971 | $15,327,775 | $674,332,746 |
| 496 | Boston Hill Advisors | $235,234 | $643,494,768 | $29,273,805 | $672,768,573 |
| 497 | Rockwood Wealth Management | $318,577 | $597,025,840 | $75,171,961 | $672,197,801 |
| 498 | Cranbrook Wealth Management | $577,449 | $672,151,070 | — | $672,151,070 |
| 499 | Strategic Financial Group, LLC | $230,230 | $598,500,000 | $71,700,000 | $670,200,000 |
| 500 | John E. Sestina and Company | $99,173 | $323,487,053 | $345,333,422 | $668,820,475 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
