Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
138St. Bernard Financial Services Inc.6100024
137Capital Investment Co.18500000
136Quest Capital Strategies Inc. 31700000
135Ameriprise Financial Services, LLC7,66800000
134Lincoln Financial Network8,8850007360
133PlanMember Securities Corp.49016635015249
132Transamerica Financial Advisors, Inc.3,30200000
131Infinity Financial Services 5080$59,03754
130Fortune Financial Services, Inc.294322$63,051119
129Avantax Investment Services, Inc.4,597582104$71,000300600
128Principal Securities, Inc. 1,95931220$74,0072430
127The Leaders Group649283$74,0672866
126MML Investors Services, LLC4,43666587$74,8622020
125Cetera Financial Specialists1,27800$75,007980
124Hornor, Townsend & Kent, LLC1,01412620$75,2145195
123The O.N. Equity Sales Co.8581318$76,8244973
122Trutoro1430$95,70021
121Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
120Concourse Financial Group Securities, Inc.1,09919027$96,2121120
119SCF Securities Inc.148435$105,6862617
118Northwestern Mutual 5,037823318$107,08501,009
117Cetera Financial Institutions1,80500$108,6153160
116Signator Investors Inc.2,152733141$111,642160521
115Parkland Securities, LLC47110811$112,46410529
114Equitable Advisors, LLC4,7651,474154$113,292718427
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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