Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
1LPL Financial LLC15,2107,0011,991$180,1263,7360
2MML Investors Services, LLC7,7141,936211$82,8645540
3AXA Advisors LLC4,7121,492199$124,776812429
4Cambridge Investment Research Inc.3,9561,369343$262,588754778
5Northwestern Mutual Investment Services5,138954393$127,96501,100
6Commonwealth Financial Network2,195939708$512,017854795
7Securities America Inc.2,506912290$225,295661674
8Waddell & Reed Financial Advisors1,467779181$175,302503261
9Signator Investors Inc.2,007743142$158,269237554
10Voya Financial Advisors Inc.1,800680126$182,991261283
11Royal Alliance Associates Inc.2,876635212$239,646900
12SagePoint Financial Inc.2,344578140$190,7322990
13Woodbury Financial Services1,936538106$195,5381190
14Kestra Financial, Inc1,876460254$264,283237310
15Securian Financial Services Inc.1,134449157$237,192191204
16FSC Securities Corp.1,710374144$228,8841980
17Triad Advisors LLC81037382$303,93685210
18Centaurus Financial Inc.633348147$234,12185236
19Cadaret, Grant & Co. Inc.83030367$214,380108141
20United Planners Financial Services53723154$257,00060104
21Sigma Financial Corp.65622828$131,58411032
22Ameritas Investment Corp.1,38222459$97,9801240
23Kovack Securities, Inc.41522452$179,7357572
24Independent Financial Group LLC62522067$210,9007781
25ProEquities Inc.1,08219633$112,1051080
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135 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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