Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▼ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 26 | J.W. Cole Financial Inc. | $155,650,600 | $71,082,800 | $8,250,789 | $13,680,500 |
| 27 | Ameritas Investment Company/Ameritas Advisory Services | $150,200,000 | $63,100,000 | 0 | 0 |
| 28 | Triad Advisors, LLC | $141,425,324 | $68,392,943 | $13,400,842 | $27,493,066 |
| 29 | United Planners Financial Services | $138,152,964 | $88,343,956 | $5,228,560 | $95,582,503 |
| 30 | Sigma Financial Corp. | $130,820,243 | $56,300,921 | 0 | 0 |
| 31 | Geneos Wealth Management Inc. | $123,971,985 | $80,257,258 | $1,000,000 | $15,368,884 |
| 32 | Hornor, Townsend & Kent, LLC | $119,874,666 | $43,356,000 | 0 | 0 |
| 33 | Concourse Financial Group Securities, Inc. | $116,189,724 | $40,623,500 | $6,310,156 | 0 |
| 34 | PlanMember Securities Corp. | $111,200,000 | $91,184,000 | $8,407,000 | 0 |
| 35 | Grove Point Financial, LLC | $109,100,000 | $39,200,000 | 0 | 0 |
| 36 | The Leaders Group | $89,104,748 | 0 | $2,186,689 | $87,836,144 |
| 37 | Kovack Securities, Inc. | $82,368,000 | $40,140,800 | $3,100,500 | $77,482,450 |
| 38 | The O.N. Equity Sales Co. | $70,923,126 | $16,614,193 | $2,172,986 | $70,627,727 |
| 39 | Prospera Financial Services Inc. | $70,414,959 | $36,643,467 | $7,157,587 | $22,845,375 |
| 40 | Harbour Investments Inc. | $64,095,000 | $32,515,000 | $532,000 | $63,095,000 |
| 41 | The Investment Center Inc. | $64,032,485 | $28,135,018 | $3,390,395 | $61,516,918 |
| 42 | Parkland Securities, LLC | $62,993,829 | $20,596,165 | 0 | 0 |
| 43 | Equity Services Inc. | $56,000,000 | $18,800,000 | 0 | 0 |
| 44 | The Strategic Financial Alliance Inc. | $45,306,465 | $22,701,217 | 0 | 0 |
| 45 | Arete Wealth | $45,219,714 | $11,478,278 | $234,585 | $40,861,146 |
| 46 | LaSalle St. Securities LLC | $44,000,000 | $12,000,000 | $2,000,000 | $4,500,000 |
| 47 | Arkadios Capital | $39,400,936 | $19,240,390 | $1,500,000 | $16,600,000 |
| 48 | CFD Investments Inc. | $32,081,905 | $14,462,864 | $930,448 | $6,079,077 |
| 49 | Founders Financial | $31,014,613 | $24,682,467 | $1,149,135 | $6,473,437 |
| 50 | Packerland Brokerage Services Inc. | $27,668,992 | $6,704,857 | $922,442 | $3,078,354 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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