Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▼Fee revenueExcess net capitalOperating expenses
26J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
27Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
28Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
29United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
30Sigma Financial Corp.$130,820,243$56,300,92100
31Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
32Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
33Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
34PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
35Grove Point Financial, LLC$109,100,000$39,200,00000
36The Leaders Group$89,104,7480$2,186,689$87,836,144
37Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
38The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
39Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
40Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
41The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
42Parkland Securities, LLC$62,993,829$20,596,16500
43Equity Services Inc. $56,000,000$18,800,00000
44The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
45Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
46LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
47Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
48CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
49Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
50Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.